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HIGH NET WORTH INDIVIDUAL INVESTOR STATEMENT

If you meet condition A or B below, you may choose to be classified as a high net worth individual for the purposes of the Financial Services and Markets Act 2000 (Promotion of Collective Investment Schemes) (Exemptions) Order 2001.

In the last financial year, did you have:
If yes, please specify your income (as defined above) to the nearest £10,000 in the last financial year

AND/OR
If yes, please specify your net assets (as defined above) to the nearest £250,000 in the last financial year
I declare that I have answered yes to A and/or B and wish to be treated as a high net worth individual.
I understand that this means:
  1. I can receive financial promotions where the content may not comply with rules made by the Financial Conduct Authority (FCA);
  2. I can expect no protection from the FCA, the Financial Ombudsman Service or the Financial Services Compensation Scheme

SELF-CERTIFIED SOPHISTICATED INVESTOR STATEMENT

If you meet condition A, B, C or D below, you may choose to be classified as a self-certified sophisticated investor for the purposes of the Financial Services and Markets Act 2000 (Promotion of Collective Investment Schemes) (Exemptions) Order 2001.

Have you:
I declare that I have answered yes to A and/or B and/or C and/or D and wish to be treated as a self-certified sophisticated investor.
understand that this means:
  1. a) I can receive financial promotions where the content may not comply with rules made by the Financial Conduct Authority (FCA);
  2. b) I can expect no protection from the FCA, the Financial Ombudsman Service or the Financial Services Compensation Scheme.

I am aware that it is open to me to seek advice from someone who specialises in advising on investments.